Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers (“DMMs”)
Securities and Exchange Commission
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This is a regulatory record from Securities and Exchange Commission — a rule, proposed rule, or notice. Regulations carry the force of law once final, and often invite public comment before that point.
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Regulations are usually what actually binds you, more than statutes are. This is where an agency states the requirement, the effective date, and whether there is still a window to respond.
Key Details
- Posted Date
- NAICS Code
- 541110
- Source
- Federal Register
- Contract Type
- regulation
Description
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers (“DMMs”)
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