Regulation

SEI Investments Management Corporation, et al.

Securities and Exchange Commission

NAICS 541211
Source: Federal Register

What is this?

This is a regulatory record from Securities and Exchange Commission — a rule, proposed rule, or notice. Regulations carry the force of law once final, and often invite public comment before that point.

Why does it matter?

Regulations are usually what actually binds you, more than statutes are. This is where an agency states the requirement, the effective date, and whether there is still a window to respond.

OverviewIntelligence

Key Details

Posted Date
NAICS Code
541211
Source
Federal Register
Contract Type
regulation

Description

Summary of Application: Applicants request an order to permit open-end management investment companies relying on rule 12d1-2 under the Act to invest in certain financial instruments.

Frequently Asked Questions

Does this regulation apply to me?+
That depends on the scope stated in the rule itself. This page reproduces the record; the official source linked below carries the binding text, the effective date, and any comment period.

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