Small Business R&D Funding

SBIR & STTR Grants

The Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) programs provide over $4 billion annually in non-dilutive R&D funding to small businesses driving technological innovation.

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$4B+
Annual SBIR/STTR Funding
11
Participating Agencies
6,000+
Awards Per Year

How SBIR/STTR Works

The program is structured in three phases, taking innovations from concept to commercialization.

Phase I
$50K – $275K
Feasibility Study

Prove the scientific and technical feasibility of your concept. Typically 6–12 months. Establishes whether the idea has commercial potential and warrants further investment.

Phase II
$500K – $1.5M
R&D / Prototype

Develop and demonstrate a working prototype based on Phase I results. Typically 24 months. Only Phase I awardees are eligible. Some agencies offer Phase II enhancements.

Phase III
No SBIR Funds
Commercialization

Transition technology to the marketplace or to government use. Funded by non-SBIR federal contracts, private investment, or revenue. No limits on contract size.

Top Participating Agencies

DOD

Dept. of Defense

The largest SBIR funder. Topics span defense technologies, AI, cybersecurity, autonomous systems, advanced materials, and biodefense across all service branches.

~$1.8B/year in SBIR funding
NIH

National Institutes of Health

Second-largest SBIR funder. Focuses on biomedical and health technologies including therapeutics, diagnostics, medical devices, and digital health.

~$1.2B/year in SBIR funding
NSF

National Science Foundation

Funds deep-tech innovations across all scientific and engineering disciplines. Known for the America's Seed Fund brand and open topic solicitations.

~$250M/year in SBIR funding
DOE

Dept. of Energy

Focuses on clean energy, nuclear technology, grid modernization, and advanced manufacturing. Strong emphasis on climate and sustainability technologies.

~$350M/year in SBIR funding
NASA

NASA

Funds space exploration technologies, propulsion, materials science, earth observation, and aeronautics. Phase III often leads to flight-ready technology contracts.

~$200M/year in SBIR funding

Eligibility Requirements

To qualify for SBIR/STTR funding, your business must meet all of the following criteria.

1

U.S.-Based Business

Must be organized and operating in the United States. The primary place of performance must be in the U.S. for both SBIR and STTR awards.

2

Fewer Than 500 Employees

Including all affiliates, the business must have fewer than 500 employees at the time of award. Most SBIR awardees have fewer than 25 employees.

3

For-Profit Entity

The business must be a for-profit entity (LLC, C-Corp, S-Corp, etc.). Nonprofits, universities, and government entities are not eligible as prime applicants.

4

51%+ U.S.-Owned

More than 50% of the business must be owned and controlled by U.S. citizens or permanent resident aliens. VC/PE-backed firms may qualify with additional documentation.

STTR Difference

STTR requires a formal partnership with a nonprofit research institution (university or federal lab). The small business must perform at least 40% of the R&D, and the research institution at least 30%. SBIR requires the small business to perform at least 67% (Phase I) or 50% (Phase II) of the work.

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