Regulation

Clearlake Private Markets Fund, et al.

Securities and Exchange Commission

NAICS 611430
Source: Federal Register

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Posted Date
NAICS Code
611430
Source
Federal Register

Description

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 36359; File No. 812-16070] Clearlake Private Markets Fund, et al. October 9, 2026. AGENCY: Securities and Exchange Commission (“Commission” or “SEC”). ACTION: Notice. Notice of application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 under the Act. Summary of Application: Applicants request an order to permit certain business development companies (“BDCs”) and closed-end management investment companies to co-invest in portfolio companies with each other and with certain affiliated investment entities. Applicants: Clearlake Private Markets Fund, Clearlake Capital RIC Management, LLC, Pathway Capital Management, L.P., and certain of their affiliated entities as described in Schedule A to the application. Filing Dates: The application was filed on August 10, 2026 and amended on August 13, 2026. Hearing or Notification of Hearing: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SEC's Secretary at Secretarys-Office@sec.gov and serving the Applicants with a copy of the request by email, if an email address is listed for the relevant Applicant below, or personally or by mail, if a physical address is listed for the relevant Applicant below. The email should include the file number referenced above. Hearing requests should be received by the Commission by 5:30 p.m., Eastern time, on November 3, 2026, and should be accompanied by proof of service on the Applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0-5 under the Act, hearing requests should state the nature of the writer's interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission's Secretary at Secretarys-Office@sec.gov. ADDRESSES: The Commission: Secretarys-Office@sec.gov. Applicants: Fred Ebrahemi, Clearlake Capital RIC Management, LLC, 233 Wilshire Blvd., Suite 800, Santa Monica, California 90401, febrahemi@clearlake.com; John Cannon, Clearlake Capital RIC Management, LLC, 233 Wilshire Blvd., Suite 800, Santa Monica, California 90401, jcannon@clearlake.com, and copies to: Rajib Chanda, Simpson Thacher & Bartlett LLP, 900 G Street NW, Washington, DC 20001, Nathan Briggs, Simpson Thacher & Bartlett LLP, 900 G Street NW, Washington, DC 20001, Jonathan Gaines, Simpson Thacher & Bartlett LLP, 425 Lexington Avenue, New York, NY 10017, Stephen Forster, Simpson Thacher & Bartlett LLP, 425 Lexington Avenue, New York, NY 10017. FOR FURTHER INFORMATION CONTACT: Rachel Loko, Senior Special Counsel at (202) 551-6720 or IMOCC@sec.gov (Division of Investment Management, Chief Counsel's Office). SUPPLEMENTARY INFORMATION: For Applicants' representations, legal analysis, and conditions, please refer to Applicants' amended application, dated August 13, 2026, which may be obtained via the Commission's website by searching for the file number at the top of this document, or for an Applicant using the Company name search field, on the SEC's EDGAR system. The SEC's EDGAR system may be searched at https://www.sec.gov/search-filings. You may also call the SEC's Office of Investor Education and Assistance at (202) 551-8090. For the Commission, by the Division of Investment Management, under delegated authority. Vanessa A. Countryman, Secretary. [FR Doc. 2026-21029 Filed 10-14-26; 8:45 am] BILLING CODE 8011-01-P

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